Nicolas Guillaume Stephane Kuo-Tsing-Jen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Guillaume Stephane Kuo-Tsing-Jen ( ), a licensed former licensee with CE reference ARN751. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 1020 Capital Management Limited |
RO | Type 9 — Asset management | 2021-08-23 | 2025-05-20 |
| 1020 Capital Management Limited |
Rep | Type 9 — Asset management | 2020-11-18 | 2021-08-23 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2017-04-12 | 2019-06-15 |
| Point72 Hong Kong Limited | RO | Type 9 — Asset management | 2015-09-09 | 2017-04-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2013-07-24 | 2015-06-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2015-06-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-03-01 | 2013-07-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2010-03-01 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-17 | 2015-06-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2010-02-17 | 2015-06-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-17 | 2010-12-06 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-27 | 2010-01-02 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-27 | 2010-01-02 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-27 | 2010-01-02 |