Ho Chuen Wong
黃浩全
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Chuen Wong (黃浩全), a licensed Responsible Officer with CE reference ARO917. Currently licensed at 1 firm(s): China DIFI Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China DIFI Securities Limited 中國數字金融證券有限公司 |
Rep | Type 9 — Asset management | 2025-10-24 | present |
| China DIFI Securities Limited 中國數字金融證券有限公司 |
RO | Type 4 — Advising on securities | 2023-12-06 | present |
| China DIFI Securities Limited 中國數字金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-11 | present |
| China DIFI Securities Limited 中國數字金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-29 | 2021-01-11 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-15 | 2018-08-17 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-15 | 2018-08-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-07 | 2017-05-19 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-07 | 2017-05-19 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-18 | 2011-03-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-18 | 2011-03-01 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-18 | 2011-03-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-01 | 2010-01-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-07 | 2010-01-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-07 | 2010-01-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-18 | 2009-03-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-08 | 2009-03-21 |