Yingcong Ye
叶英聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yingcong Ye (叶英聰), a licensed Responsible Officer with CE reference ARW530. Currently licensed at 1 firm(s): Zhong Ou Asset Management International Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhong Ou Asset Management International Limited 中歐基金國際有限公司 |
RO | Type 4 — Advising on securities | 2025-02-06 | present |
| Zhong Ou Asset Management International Limited 中歐基金國際有限公司 |
RO | Type 9 — Asset management | 2021-02-10 | present |
| Zhong Ou Asset Management International Limited 中歐基金國際有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-10 | 2025-02-06 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-03 | 2020-12-18 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-03 | 2020-12-18 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-25 | 2018-06-25 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-25 | 2018-06-25 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2016-05-25 | 2018-06-25 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-02 | 2016-05-19 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-02 | 2016-05-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-14 | 2014-01-22 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-14 | 2014-01-22 |