David Zhe Ming Sit
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Zhe Ming Sit, a licensed Responsible Officer with CE reference ASF399. Currently licensed at 1 firm(s): Macquarie Markets Trading Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Markets Trading Limited | RO | Type 1 — Dealing in securities | 2021-04-12 | present |
| Macquarie Markets Trading Limited | Rep | Type 1 — Dealing in securities | 2021-02-22 | 2021-04-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-07 | 2021-05-06 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2014-09-08 | 2016-12-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-15 | 2012-07-06 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-10 | 2012-07-06 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-07 | 2011-12-30 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-07 | 2011-12-30 |