Anshul Trivedi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anshul Trivedi ( ), a licensed former licensee with CE reference ASK045. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jump Trading Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2022-09-02 | 2024-08-08 |
| Jump Trading Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2022-09-02 | 2024-08-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-28 | 2021-06-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-28 | 2021-06-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-28 | 2021-06-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-04-30 | 2018-01-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-04-30 | 2018-01-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-04-30 | 2018-01-04 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-15 | 2014-01-30 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-06 | 2011-12-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-09-06 | 2014-01-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-05 | 2014-01-30 |