Man Sa Lee
利曼莎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Sa Lee (利曼莎), a licensed former licensee with CE reference ASZ376. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-11 | 2019-07-31 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-11 | 2019-07-31 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-26 | 2014-05-09 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-26 | 2014-05-09 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-04 | 2012-01-14 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-20 | 2012-01-14 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-04 | 2010-08-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-18 | 2010-08-06 |