Sin Ting So
蘇倩婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Ting So (蘇倩婷), a licensed Responsible Officer with CE reference ATE245. Currently licensed at 1 firm(s): ENDOWUS HK LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ENDOWUS HK LIMITED |
RO | Type 1 — Dealing in securities | 2022-01-25 | present |
| ENDOWUS HK LIMITED |
RO | Type 4 — Advising on securities | 2022-01-25 | present |
| ENDOWUS HK LIMITED |
RO | Type 9 — Asset management | 2022-01-25 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-19 | 2017-08-11 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-29 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2009-06-29 | 2010-12-06 |