King Lok Kwong
鄺境樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Lok Kwong (鄺境樂), a licensed former licensee with CE reference ATM472. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dewei Capital Limited 得威资本有限公司 |
RO | Type 4 — Advising on securities | 2025-04-15 | 2026-04-30 |
| Dewei Capital Limited 得威资本有限公司 |
RO | Type 9 — Asset management | 2025-04-15 | 2026-04-30 |
| Marco Polo Pure Asset Management Limited | RO | Type 4 — Advising on securities | 2022-03-14 | 2024-12-13 |
| Marco Polo Pure Asset Management Limited | RO | Type 9 — Asset management | 2022-03-14 | 2024-12-13 |
| Marco Polo Pure Asset Management Limited | Rep | Type 4 — Advising on securities | 2017-11-01 | 2022-03-14 |
| Marco Polo Pure Asset Management Limited | Rep | Type 9 — Asset management | 2017-11-01 | 2022-03-14 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-29 | 2017-06-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-29 | 2017-06-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-29 | 2017-06-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-06-29 | 2014-08-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-10 | 2011-10-08 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-10 | 2011-10-08 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-13 | 2010-09-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-04 | 2009-09-12 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-04 | 2009-09-12 |