Aki Kim
金亞紀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aki Kim (金亞紀), a licensed former licensee with CE reference ATM633. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2011-03-14 | 2011-07-01 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2011-03-14 | 2011-07-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-27 | 2011-02-16 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-09-27 | 2011-02-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-08-10 | 2009-09-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-08-10 | 2009-09-10 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-08-10 | 2009-09-10 |