Yik Yin Ng
吳奕賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Yin Ng (吳奕賢), a licensed Responsible Officer with CE reference ATN406. Currently licensed at 2 firm(s): Linkways Investment Management Limited, Linkways Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-07-19 | present |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-03-19 | present |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-03-19 | present |
| Linkways Asset Management Limited 嶺利資產管理有限公司 |
RO | Type 9 — Asset management | 2024-03-19 | present |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-16 | 2024-03-19 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-02-16 | 2024-07-19 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-16 | 2024-03-19 |
| Linkways Asset Management Limited 嶺利資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-02-16 | 2024-03-19 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-17 | 2023-09-30 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-08-17 | 2023-09-30 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2018-08-17 | 2023-09-30 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-16 | 2023-09-30 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-16 | 2023-09-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-30 | 2018-04-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-30 | 2018-04-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-05-30 | 2014-11-26 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-23 | 2014-03-27 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-23 | 2014-03-27 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-09-23 | 2014-03-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-10-16 | 2011-09-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-10 | 2011-09-09 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-10 | 2011-09-09 |