Ping Kwan Luk
陸秉鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Kwan Luk (陸秉鈞), a licensed former licensee with CE reference ATS091. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2023-06-19 | 2025-03-28 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-11 | 2025-03-28 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-04-11 | 2025-03-28 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-06-30 | 2025-03-28 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-19 | 2023-04-11 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-11 | 2023-04-11 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-11 | 2025-03-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-01-23 | 2021-02-07 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-28 | 2021-02-07 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-28 | 2021-02-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-28 | 2014-12-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-28 | 2014-12-18 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-24 | 2014-11-10 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-24 | 2014-11-10 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-16 | 2013-05-13 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-16 | 2013-05-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-23 | 2012-08-09 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-23 | 2012-08-09 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-27 | 2011-05-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-05-27 | 2011-05-21 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-09 | 2011-05-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-09 | 2011-05-21 |