Alex Chi Kai Tong
湯熾佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Chi Kai Tong (湯熾佳), a licensed Representative with CE reference ATX897. Currently licensed at 1 firm(s): Tora Trading Services Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | Rep | Type 1 — Dealing in securities | 2014-12-16 | present |
| Tora Trading Services Limited | Rep | Type 2 — Dealing in futures contracts | 2014-12-16 | present |
| Tora Trading Services Limited | Rep | Type 7 — Providing automated trading services | 2018-01-04 | 2026-01-16 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-28 | 2014-11-17 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-13 | 2014-11-17 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-13 | 2014-11-17 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-03 | 2013-06-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-19 | 2010-04-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-13 | 2010-04-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-13 | 2010-04-08 |