Pang Chak Ng
吳彭澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pang Chak Ng (吳彭澤), a licensed Responsible Officer with CE reference AUE239. Currently licensed at 2 firm(s): I Win Securities Limited, I Win Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| I Win Securities Limited 一盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-13 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-13 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 9 — Asset management | 2023-03-13 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-11 | 2023-03-13 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-11 | 2023-03-13 |
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-03 | 2023-03-13 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-25 | 2021-07-20 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-25 | 2021-07-20 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-29 | 2020-05-11 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-29 | 2020-05-11 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-04 | 2019-07-16 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-04 | 2019-07-16 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-12 | 2018-11-12 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-12 | 2018-11-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-26 | 2013-10-30 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-26 | 2013-10-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-18 | 2010-08-16 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-18 | 2010-08-16 |