Ken Ning Li
李鍵靈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Ning Li (李鍵靈), a licensed Representative with CE reference AUE960. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-04 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-04 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2016-07-12 | 2021-01-18 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2016-07-12 | 2019-11-08 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2016-07-12 | 2021-01-18 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2016-07-12 | 2019-11-08 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-25 | 2021-01-18 |