Qijia Sun
孫奇佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qijia Sun (孫奇佳), a licensed former licensee with CE reference AVC987. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-01-18 | 2020-01-05 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-19 | 2020-01-05 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-10-19 | 2017-01-18 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-13 | 2015-04-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-13 | 2015-04-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-13 | 2015-04-01 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-17 | 2014-12-31 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-06-17 | 2014-12-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-15 | 2013-05-29 |
| Bosen Asset Management Limited 寶信資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-20 | 2012-12-29 |
| Bosen Asset Management Limited 寶信資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-07-20 | 2012-12-29 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-28 | 2012-01-15 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-04-28 | 2012-01-15 |