David Alan Streatfield
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Alan Streatfield ( ), a licensed former licensee with CE reference AVI634. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Investment Strategy HK Limited |
Rep | Type 1 — Dealing in securities | 2021-05-24 | 2022-06-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-20 | 2020-11-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-29 | 2020-11-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-25 | 2019-07-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-25 | 2019-07-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-07 | 2016-08-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-07 | 2016-08-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-14 | 2012-05-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-14 | 2012-05-22 |