Nicholas Ling Hang Chan
陳令恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Ling Hang Chan (陳令恆), a licensed former licensee with CE reference AVL135. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-28 | 2018-09-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-11 | 2018-09-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-11 | 2018-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-07-26 | 2012-01-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-07-26 | 2012-01-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-07-26 | 2012-01-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-07-26 | 2012-01-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-07-26 | 2012-01-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-07-26 | 2012-01-11 |