Simon Kwok
郭世民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Kwok (郭世民), a licensed Responsible Officer with CE reference AVQ920. Currently licensed at 1 firm(s): KING CORVUS CAPITAL LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 34.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KING CORVUS CAPITAL LIMITED 金吾資本有限公司 |
RO | Type 4 — Advising on securities | 2025-06-02 | present |
| KING CORVUS CAPITAL LIMITED 金吾資本有限公司 |
RO | Type 9 — Asset management | 2025-06-02 | present |
| KING CORVUS CAPITAL LIMITED 金吾資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-23 | 2025-06-02 |
| KING CORVUS CAPITAL LIMITED 金吾資本有限公司 |
Rep | Type 9 — Asset management | 2025-05-23 | 2025-06-02 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-07 | 2025-03-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 — Advising on securities | 2024-05-07 | 2025-03-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 — Asset management | 2024-05-07 | 2025-03-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-02-16 | 2025-03-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-16 | 2024-05-07 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-16 | 2024-05-07 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
Rep | Type 9 — Asset management | 2023-10-16 | 2024-05-07 |
| Spring Securities Limited 泉湧證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-15 | 2023-08-31 |
| Tap Capital Limited 水龍頭管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-05 | 2023-08-31 |
| Tap Capital Limited 水龍頭管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-05 | 2023-08-31 |
| Meta Futures Limited 元宇期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-11-09 | 2022-12-15 |
| Meta Futures Limited 元宇期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-11-09 | 2022-12-15 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-30 | 2022-12-15 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 4 — Advising on securities | 2021-12-30 | 2022-12-15 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-24 | 2021-12-30 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-11 | 2021-06-14 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-29 | 2019-02-11 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-08-29 | 2021-06-14 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-25 | 2018-08-29 |
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-10-06 | 2018-06-28 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-02-22 | 2017-09-01 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-29 | 2017-09-01 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-29 | 2016-02-22 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-13 | 2015-09-28 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-13 | 2015-09-28 |
| Rui Da International Finance Holding Limited 瑞達國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-12 | 2014-10-03 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-01 | 2011-05-19 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-01 | 2011-05-19 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-10 | 2010-12-14 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-10 | 2010-12-14 |