David Yin Hei Li
李衍熹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Yin Hei Li (李衍熹), a licensed Representative with CE reference AVT129. Currently licensed at 1 firm(s): Franklin Templeton Investments (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-20 | present |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2022-07-20 | present |
| Pinerion Investment Advisory Limited 鼎安投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2017-06-26 | 2021-09-30 |
| Pinerion Asset Management Limited 鼎安資產管理有限公司 |
RO | Type 9 — Asset management | 2016-04-19 | 2021-09-06 |
| Polymathy Capital Limited 博今資本有限公司 |
RO | Type 9 — Asset management | 2016-01-07 | 2016-03-11 |
| Polymathy Capital Limited 博今資本有限公司 |
Rep | Type 9 — Asset management | 2015-09-23 | 2016-01-07 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2013-06-07 | 2015-05-29 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-07 | 2015-05-29 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2013-06-07 | 2015-05-29 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-06-07 | 2015-05-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-05-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-23 | 2011-05-09 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2010-08-23 | 2011-05-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-23 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-08-23 | 2011-05-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2010-08-23 | 2010-12-06 |