Yu Ching Fung
馮愈晴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Ching Fung (馮愈晴), a licensed Responsible Officer with CE reference AWN156. Currently licensed at 2 firm(s): Shenwan Hongyuan Research (H.K.) Limited, Shenwan Hongyuan Securities (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-09-28 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-20 | present |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-10-27 | 2023-10-04 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-20 | 2023-10-04 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-20 | 2023-10-04 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 4 — Advising on securities | 2020-08-25 | 2021-07-29 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 9 — Asset management | 2020-08-25 | 2021-07-29 |
| Grit Securities Limited 啟恒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-25 | 2021-07-29 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-25 | 2020-08-25 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 9 — Asset management | 2018-10-25 | 2020-08-25 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-30 | 2017-05-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-01 | 2017-05-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-01 | 2017-05-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-01 | 2017-05-27 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-20 | 2013-10-31 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-20 | 2013-10-31 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-20 | 2013-10-31 |