Tsz Ting Tang
鄧紫婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ting Tang (鄧紫婷), a licensed Representative with CE reference AWV025. Currently licensed at 1 firm(s): Raffles Assets Management (HK) Co. Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-25 | present |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-05-25 | present |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-18 | present |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-02 | 2021-12-24 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-23 | 2021-12-24 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-12 | 2016-07-31 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-12 | 2016-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-18 | 2015-01-23 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-13 | 2015-01-23 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-09 | 2013-08-26 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-09 | 2013-08-26 |