Alexander Patrick Lee
李明鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Patrick Lee (李明鴻), a licensed former licensee with CE reference AXC695. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HBS (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2021-12-01 | 2022-05-19 |
| HBS (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2021-12-01 | 2022-05-19 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-14 | 2015-06-30 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-14 | 2015-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-11 | 2012-04-27 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-04-11 | 2012-04-27 |