Wing Ka Yu
余穎嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ka Yu (余穎嘉), a licensed former licensee with CE reference AXO694. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2019-09-03 | 2019-10-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2019-09-03 | 2019-10-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2019-09-03 | 2019-10-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-29 | 2019-01-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2014-10-29 | 2019-01-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2014-10-29 | 2019-01-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2014-10-29 | 2019-01-08 |
| PDT Partners (HK) Limited |
Rep | Type 9 — Asset management | 2013-01-03 | 2014-07-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-28 | 2013-01-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2011-11-28 | 2013-01-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-11-28 | 2013-01-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-11-28 | 2013-01-01 |