Linman Wu
吳林蔓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Linman Wu (吳林蔓), a licensed Representative with CE reference AXP650. Currently licensed at 1 firm(s): Rongtong Global Investment Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-16 | present |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-16 | present |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-10-16 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-07 | 2014-11-01 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-07 | 2014-11-01 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-23 | 2014-08-28 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-13 | 2014-08-28 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-02 | 2012-04-30 |