Yat Kit Tam
譚逸傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Kit Tam (譚逸傑), a licensed former licensee with CE reference AYP278. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-05 | 2026-02-26 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-24 | 2026-02-26 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2021-09-24 | 2026-02-26 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-10-08 | 2021-09-21 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-10-08 | 2021-09-21 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-10-08 | 2021-09-21 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-14 | 2015-09-18 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-08 | 2013-02-22 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-08 | 2013-02-22 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | 2012-01-03 | 2012-04-15 |