Mao Yu
于昴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mao Yu (于昴), a licensed former licensee with CE reference BAN026. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-24 | 2025-10-21 |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-30 | 2025-01-24 |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-30 | 2025-10-21 |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-04-30 | 2025-10-21 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-01 | 2023-12-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-06-01 | 2023-12-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-28 | 2022-06-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-28 | 2023-12-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-01-28 | 2022-06-01 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-29 | 2022-01-01 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-29 | 2022-01-01 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-10-29 | 2022-01-01 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-08 | 2022-01-01 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-12 | 2021-10-29 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-12 | 2021-10-29 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-12 | 2021-10-29 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-19 | 2021-06-30 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-11-19 | 2021-06-30 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-29 | 2019-11-19 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-11-29 | 2019-11-19 |