Jordan James Rhodes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jordan James Rhodes, a licensed Representative with CE reference BBT264. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-04 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-09-04 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-07 | 2021-09-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2018-08-07 | 2021-09-06 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-12 | 2018-06-01 |
| Wharton Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2013-09-23 | 2014-05-31 |
| Wharton Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2013-09-23 | 2014-05-31 |
| Wharton Investment Advisors Limited |
Rep | Type 9 — Asset management | 2013-09-23 | 2014-05-31 |