Chengjunyi Ma
馬程俊譯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chengjunyi Ma (馬程俊譯), a licensed Responsible Officer with CE reference BBU459. Currently licensed at 1 firm(s): Zhongtai International Financial Products Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 |
RO | Type 4 — Advising on securities | 2025-12-03 | present |
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-17 | present |
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-20 | 2023-03-17 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-07-19 | 2022-07-01 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2021-07-19 | 2022-07-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-27 | 2022-07-01 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-27 | 2021-07-19 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-27 | 2021-07-19 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 9 — Asset management | 2021-03-11 | 2021-04-09 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-03 | 2021-04-09 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-03 | 2021-04-09 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 9 — Asset management | 2019-12-03 | 2021-03-11 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-03 | 2019-10-24 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-03 | 2019-10-24 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-03 | 2019-10-24 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-03 | 2019-10-24 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-11-03 | 2019-10-24 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-11-03 | 2019-10-24 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-11-03 | 2019-10-24 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-03 | 2019-10-24 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2017-11-03 | 2019-10-24 |
| Cornerstone Securities Limited 基石證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-16 | 2017-10-17 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-27 | 2015-04-01 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-27 | 2015-04-01 |