Xiaoyu Wu
吳效宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyu Wu (吳效宇), a licensed Representative with CE reference BDL577. Currently licensed at 1 firm(s): CNCB (Hong Kong) Capital Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-12 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-09 | 2022-06-12 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-04 | 2017-01-02 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-16 | 2014-07-16 |