Charmaine Cheuk Yiu Tam
譚卓瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charmaine Cheuk Yiu Tam (譚卓瑤), a licensed former licensee with CE reference BDM901. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hash Blockchain Limited | RO | Type 1 — Dealing in securities | 2024-02-20 | 2025-03-18 |
| Hash Blockchain Limited | RO | Type 7 — Providing automated trading services | 2024-02-20 | 2025-03-18 |
| Hash Blockchain Limited | Rep | Type 1 — Dealing in securities | 2023-11-20 | 2024-02-20 |
| Hash Blockchain Limited | Rep | Type 7 — Providing automated trading services | 2023-11-20 | 2024-02-20 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2022-10-13 | 2023-07-21 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2022-10-13 | 2023-07-21 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-04 | 2022-08-31 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2021-10-04 | 2022-08-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-22 | 2021-06-18 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-22 | 2021-06-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-22 | 2021-06-18 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2017-08-22 | 2021-06-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-17 | 2017-07-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2017-07-17 | 2017-07-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-15 | 2017-06-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2016-04-15 | 2017-06-23 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-22 | 2016-02-24 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-04 | 2015-08-26 |