Phil Stuart Mac Links
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phil Stuart Mac Links, a licensed Responsible Officer with CE reference BDW370. Currently licensed at 1 firm(s): Vision Capital International Holdings Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-17 | present |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 4 — Advising on securities | 2021-11-17 | present |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-17 | 2021-11-17 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-17 | 2021-11-17 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-10-14 | 2021-04-07 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-10-14 | 2021-04-07 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-17 | 2021-04-07 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-17 | 2021-04-07 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-08-01 | 2016-04-01 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-08-01 | 2016-04-01 |