Sze Wan Lee
李詩韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wan Lee (李詩韻), a licensed Representative with CE reference BDY743. Currently licensed at 1 firm(s): Guosen Securities (HK) Brokerage Company, Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-10 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-11-10 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-10 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-11-10 | present |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-24 | 2024-03-27 |
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-12-24 | 2024-03-27 |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-17 | 2024-03-27 |
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-17 | 2024-03-27 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-26 | 2021-09-12 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-22 | 2021-09-12 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-11 | 2019-07-07 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-22 | 2017-09-15 |