Siu Ming Mak
麥小明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ming Mak (麥小明), a licensed Representative with CE reference BGJ078. Currently licensed at 2 firm(s): First Shanghai Securities Limited, First Shanghai Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-16 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-16 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-02 | 2021-04-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-02 | 2021-04-01 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-16 | 2017-03-13 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-16 | 2017-03-13 |