Yang (SFC:BJT289) Yang
楊瑒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BJT289) Yang (楊瑒), a licensed Representative with CE reference BJT289. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities Brokerage (HK) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-22 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-17 | present |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-17 | 2023-12-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-28 | 2023-12-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-28 | 2023-12-28 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-16 | 2021-07-02 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-16 | 2021-07-02 |