Ning Liao
廖宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Liao (廖宁), a licensed Representative with CE reference BLP516. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-31 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-10-31 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-13 | 2022-09-30 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-03-13 | 2022-09-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-13 | 2022-09-30 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-06 | 2019-02-28 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-15 | 2019-02-28 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-15 | 2019-02-28 |