Karen Kam Sheung Lee
李錦嫦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Kam Sheung Lee (李錦嫦), a licensed former licensee with CE reference BLQ902. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-23 | 2021-03-03 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-17 | 2021-03-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-08 | 2018-08-17 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-12-08 | 2018-08-17 |