Chi Pong Ng
吳治邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Pong Ng (吳治邦), a licensed former licensee with CE reference BNO048. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-01 | 2022-11-04 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-03-01 | 2022-11-04 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-30 | 2022-02-04 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-01-14 | 2022-02-04 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-10-16 | 2020-12-17 |