Yangguangyi Hai

海楊广益
CE No. BOP825 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yangguangyi Hai (海楊广益), a licensed Representative with CE reference BOP825. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 — Dealing in securities 2025-05-19 present
Guotai Junan Capital Limited
國泰君安融資有限公司
Rep Type 6 — Advising on corporate finance 2025-05-19 present
China Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司
Rep Type 1 — Dealing in securities 2021-09-07 2025-04-11
China Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司
Rep Type 6 — Advising on corporate finance 2021-09-07 2025-04-11
Southwest Securities (HK) Capital Limited
西證(香港)融資有限公司
Rep Type 1 — Dealing in securities 2020-06-01 2021-08-22
Southwest Securities (HK) Capital Limited
西證(香港)融資有限公司
Rep Type 6 — Advising on corporate finance 2020-05-18 2021-08-22
Transpac Capital Limited
匯亞資金管理有限公司
Rep Type 4 — Advising on securities 2019-08-26 2020-04-26
Transpac Capital Limited
匯亞資金管理有限公司
Rep Type 6 — Advising on corporate finance 2019-08-26 2020-04-26
Transpac Capital Limited
匯亞資金管理有限公司
Rep Type 9 — Asset management 2019-08-26 2020-04-26

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