Wo Fung Securities Company Limited
和豐證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wo Fung Securities Company Limited (和豐證券有限公司), a Hong Kong-based licensed corporation with CE reference ACS876. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 9 (total recorded over time: 22).
Registered address
2/F, Siu Ying Commercial Building, 151-155 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2004-08-31 |
| Type 6 — Advising on corporate finance | present | 2004-08-31 |
| Type 9 — Asset management | present | 2004-08-31 |
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chin Fan Kong 鄺展芬 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Amy Kit Yan Wong 黃潔茵 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Charles Yat Ming Au Yeung 歐陽日明 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-06 |
| Fai Min Chan 陳輝綿 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Peg Kam Lan Chen 陳錦蘭 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-02 |
| Po Mun Chu 朱寶雯 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-06 |
| Hok Ming Ho 何學明 | Rep 1, 4, 6, 9 | Pre-2003 | 2022-09 |
| Wing Shu Hung 熊榮樹 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Kai Kuen Lai 黎啟權 | Rep 1 | 2014-11 | Present |
| Kwok Kang Lai 黎國庚 | Rep 1 | 2023-08 | Present |
| Lung Kwan Lam 林龍鈞 | Rep 1 | 2006-03 | 2010-07 |
| Ping Leung Lau 劉炳樑 | Rep 1 | 2003-07 | 2007-09 |
| Kwong Kuen Li 李廣權 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-04 |
| Daniel Shiu Wah Ng 吳紹華 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-07 |
| Chi Chiu Siu 蕭志昭 | Rep 1 | 2009-10 | 2011-12 |
| Yu Kei Siu 蕭宇基 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Ka Po Wong 黃嘉寶 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-07 |
| Mandy Oi Chun Wong 黃愛珍 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Pou Lan Wong 黃寶蘭 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-06 |
| Yuk Mei Wong 黃玉媚 | Rep 1 | 2008-06 | Present |
| Yuk Ming (SFC:AEY116) Wong 王玉明 | Rep 1 | 2006-11 | 2007-06 |
| Dennis Yuk Chow Yeung 楊鈺洲 | Rep 1 | 2008-01 | 2008-10 |
Showing 1–22 of 22
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 1 shared activity type · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司