Sino Grade Securities Limited

華誠證券有限公司

CE No. ADE715 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sino Grade Securities Limited (華誠證券有限公司), a Hong Kong-based licensed corporation with CE reference ADE715. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 10 (total recorded over time: 18).

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Registered address

604 Tai Po Commercial Centre, 152-172 Kwong Fuk Road, Tai Po

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	2003-08-28
Type 6 — Advising on corporate finance	present	2003-08-28
Type 9 — Asset management	present	2003-08-28

Licensed staff (all-time) (18)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Joanne Wai Cheung 張瑋	RO 1 Rep 1	2004-08	2009-03
Jeanne Sai Yin Lee 李細燕	RO 1, 4, 6, 9	Pre-2003	Present
Yin Ping Lee 李彥萍	RO 1 Rep 1	2009-12	Present
Kwok Chuen Yang 楊國全	RO 1, 4, 6, 9	Pre-2003	Present
Fung Ming Au 區鳳鳴	Rep 1	2007-07	2019-07
Kenneth Kay Cheung 張琦	Rep 1	2009-05	Present
Chi Lai Chiu 趙芝麗	Rep 1, 4, 6, 9	Pre-2003	2024-10
Pak Chun Iam 任百川	Rep 1, 4, 6, 9	Pre-2003	Present
Tsz Ho Lam 林子豪	Rep 1	2007-07	2010-04
Mei Yan Li 李美茵	Rep 1, 4, 6, 9	Pre-2003	Present
Sai Cheong (SFC:AVH611) Li 李世昌	Rep 1	2010-06	2015-06
Siu Lai So 蘇小麗	Rep 1, 4, 6, 9	Pre-2003	Present
Mei Kuen Tong 唐美娟	Rep 1, 4, 6, 9	Pre-2003	Present
Chun Yu Tsang 曾震宇	Rep 1	2015-05	2021-07
Lung Sang Wong 王龍生	Rep 1, 4, 6, 9	Pre-2003	2016-02
Ping Wong 王萍	Rep 1	2015-10	Present
Chi Man Yang 楊志文	Rep 1	2009-03	Present
Teddy Yu 余晨熙	Rep 1	2007-09	2011-08