Tai Fung Securities Limited
大豐證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Fung Securities Limited (大豐證券有限公司), a Hong Kong-based licensed corporation with CE reference ADR495. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 2 (total recorded over time: 21).
Registered address
Pine, 37/F, Tower 5, The Gateway, 15 Canton Rd, Tsim Sha Tsui, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2003-11-12 |
| Type 6 — Advising on corporate finance | present | 2003-11-12 |
| Type 9 — Asset management | present | 2003-11-12 |
Licensed staff (all-time) (21)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Hang (SFC:AVA036) Chan 陳志恆 | RO 1 Rep 1 | 2020-02 | 2025-03 |
| Fook Woo Chiu 招福和 | RO 1, 4, 6, 9 | Pre-2003 | 2019-07 |
| Rui Guo 郭銳 | RO 1 | 2022-07 | Present |
| Chi Hang (SFC:AKO773) Leung 梁志恒 | RO 1 Rep 1 | 2018-04 | 2022-12 |
| Sin Yu Ngai 魏鐥䨞 | RO 1 Rep 1 | 2022-07 | 2024-10 |
| Kong Tune Pong Law 劉廣端 | RO 1, 4, 6, 9 | Pre-2003 | 2018-06 |
| Jing (SFC:BDU557) Yu 于靜 | RO 1 | 2018-10 | 2022-09 |
| Xiangyu Zhang 張翔宇 | RO 1 | 2022-07 | Present |
| Lesi Zuo 左仂思 | RO 1 | 2018-10 | 2020-04 |
| Callum Haylock Chan 陳晞洛 | Rep 1 | 2018-02 | 2022-03 |
| Ho Hin Chan 陳浩軒 | Rep 1 | 2019-01 | 2021-07 |
| Judy Ping Ping Cheung 張萍萍 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Sau Lai Cheung 張秀麗 | Rep 1, 4, 6, 9 | Pre-2003 | 2018-07 |
| Coey Ho Yin Choi 蔡可然 | Rep 1 | 2022-05 | 2024-06 |
| Ming Kit Chow 周銘傑 | Rep 1 | 2018-06 | 2019-06 |
| Kevin Do 涂遠峻 | Rep 1 | 2018-02 | 2019-05 |
| Lai King Fu 傅麗瓊 | Rep 1, 4, 6, 9 | Pre-2003 | 2018-07 |
| Prean Lai Kam Fu 傅麗琴 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Shuk Sui Lo 盧淑穗 | Rep 1 | 2019-07 | 2022-04 |
| Eileen Pong 劉淑芳 | Rep 1 | 2008-08 | 2017-06 |
| Ho Pak Yip 葉浩柏 | Rep 1 | 2023-09 | 2024-06 |
Showing 1–21 of 21
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 1 shared activity type · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司