Norman Kong Securities Company Limited

江陸證券有限公司

CE No. AGB342 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norman Kong Securities Company Limited (江陸證券有限公司), a Hong Kong-based licensed corporation with CE reference AGB342. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 2 (total recorded over time: 5). Earliest licence on file: 2004-07-15.

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Registered address

Room 504 Mongkok Commercial Centre, 16 Argyle Street, Mongkok, Kowloon

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 2 — Dealing in futures contracts	2004-07-15	2017-02-03
Type 4 — Advising on securities	present	2003-05-02
Type 6 — Advising on corporate finance	present	2003-05-02
Type 9 — Asset management	present	2003-05-02

Licensed staff (all-time) (5)
Active on date

1 Dealing in securities 2 Dealing in futures contracts 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Chuk Lun Kong 江卓倫	RO 1, 2, 4, 6, 9	Pre-2003	2016-07
Mo Nga Kong 江務雅	RO 1, 2 Rep 1, 4, 6, 9	Pre-2003	Present
Sinclair Kong 江務醒	RO 1, 2, 4, 6, 9	Pre-2003	Present
Emily Wing Yin Kong 江穎妍	Rep 1, 2, 4, 6, 9	Pre-2003	2006-11
Po Chu Leung 梁寶珠	Rep 1, 4, 6, 9	Pre-2003	2010-11