First Global Corporate Finance Co., Limited

第一瑞興企業融資有限公司
CE No. BMZ527 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Global Corporate Finance Co., Limited (第一瑞興企業融資有限公司), a Hong Kong-based licensed corporation with CE reference BMZ527. Currently licensed for regulated activity type(s) 6 — Advising on corporate finance. Current licensed staff on file: 5 (total recorded over time: 11). Earliest licence on file: 2018-10-24.

Registered address

Room 1706-07, 17/F, China Insurance Group Building, 141 Des Voeux Road Central, Central

Licence history

ActivityFromTo
Type 6 — Advising on corporate finance 2018-10-24 present

Licensed staff (all-time) (11)
Active on date

Name Activities First licensed To
Hin Fung Sherman Chiu 趙衍鋒 RO 6 Rep 6 2022-08 Present
Wendy Wing Yin Liu 廖穎賢 RO 6 2024-09 Present
Pui Yee See-To 司徒珮怡 RO 6 2018-10 2019-04
Suberna Vardhan Shringla RO 6 Rep 6 2019-03 2024-12
Kan Fat Tze 謝勤發 RO 6 Rep 6 2023-04 2024-08
Chak Sang Wong 王澤生 RO 6 2018-10 2020-03
Ka Sing Wong 黃家昇 RO 6 Rep 6 2025-02 Present
Ming Hai Chua 蔡明熹 Rep 6 2024-09 Present
Yuqun Deng 鄧雨群 Rep 6 2018-11 2020-03
Tat Ngai Lam 藍達毅 Rep 6 2019-05 2020-03
Wing Kai (SFC:BIZ042) Wong 黃榮佳 Rep 6 2025-02 Present
Showing 1–11 of 11

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司

CITIC Securities (Hong Kong) Limited

CE AAK249 · 982 staff · 1 shared activity type · 中信證券(香港)有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 · 433 staff · 1 shared activity type

Related