Siguler Guff (Hong Kong) Limited

CE No. BOA238 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siguler Guff (Hong Kong) Limited (), a Hong Kong-based licensed corporation with CE reference BOA238. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 3 (total recorded over time: 6). Earliest licence on file: 2019-06-21.

Registered address

Unit 3821, 38/F, Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2019-06-21 present

Licensed staff (all-time) (6)
Active on date

Name Activities First licensed To
Bo Gong 龔博 RO 1 2019-06 2020-04
Atsushi Horiike RO 1 2019-06 2022-07
Kyungoh Kook RO 1 Rep 1 2019-06 Present
Gee Eun Lee RO 1 2019-06 Present
Kentaro Otani RO 1 2023-04 Present
Heemin Shin RO 1 2023-02 2024-09
Showing 1–6 of 6

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 1 shared activity type · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Related