TIAG Securities Trading Limited

CE No. BRF703 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for TIAG Securities Trading Limited, a Hong Kong-based licensed corporation with CE reference BRF703. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 5 (total recorded over time: 9). Earliest licence on file: 2021-11-05.

Registered address

Rm 1329, 13/F, Leighton Centre, 77 Leighton Road, Causeway Bay

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2021-11-05 present

Licensed staff (all-time) (9)
Active on date

Name Activities First licensed To
Ziqi Jiang 蔣子祺 RO 1 2021-11 2024-06
Cho Fung Alan Wong 黃楚峯 RO 1 Rep 1 2024-01 Present
Kwok On Woo 胡國安 RO 1 Rep 1 2024-05 Present
Yeshuang Zhang 張燁驦 RO 1 2021-11 2024-03
Zhuo (SFC:BPS146) Chen 陳卓 Rep 1 2024-10 Present
Wesley Bowah Chow 周葆樺 Rep 1 2024-06 Present
Ayush Kohli Rep 1 2024-06 2024-10
Stanley Car-Lai Wong Rep 1 2022-01 2023-03
Jiani Zhao 赵嘉妮 Rep 1 2024-08 Present
Showing 1–9 of 9

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 1 shared activity type · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Related