Patrick Kwok Hing Shea
佘國興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Kwok Hing Shea (佘國興), a licensed Responsible Officer with CE reference AAC349. Currently licensed at 2 firm(s): SFGHK Limited, SFG Fund Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 43.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SFGHK Limited | RO | Type 1 — Dealing in securities | 2020-09-18 | present |
| SFGHK Limited | RO | Type 4 — Advising on securities | 2020-09-18 | present |
| SFG Fund Limited |
RO | Type 9 — Asset management | 2020-09-18 | present |
| SFGHK Limited | Rep | Type 4 — Advising on securities | 2020-09-07 | 2020-09-18 |
| SFG Fund Limited |
Rep | Type 9 — Asset management | 2020-09-07 | 2020-09-18 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-22 | 2020-07-31 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 9 — Asset management | 2019-08-22 | 2020-07-31 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-02 | 2019-08-22 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-02 | 2019-08-22 |
| Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-11-15 | 2019-05-10 |
| Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-11-15 | 2019-05-10 |
| SFG Fund Limited |
RO | Type 9 — Asset management | 2017-12-05 | 2018-11-09 |
| SFGHK Limited | RO | Type 4 — Advising on securities | 2017-07-14 | 2018-11-09 |
| SFGHK Limited | RO | Type 1 — Dealing in securities | 2015-12-28 | 2018-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-20 | 2015-11-06 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-20 | 2015-11-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-28 | 2015-05-15 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-28 | 2015-05-15 |
| Metro Capital Securities Limited 美高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-05 | 2014-03-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-12 | 2009-04-29 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-12 | 2009-04-29 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-03 | 2008-12-25 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-11 | 2008-12-25 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-11 | 2008-12-25 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-07 | 2008-09-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-09 | 2007-10-13 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-09 | 2007-10-13 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2007-03-16 | 2007-09-21 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-03-16 | 2007-09-21 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-26 | 2007-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-01 | 2007-03-01 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-01 | 2006-01-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-20 | 2004-02-25 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-20 | 2004-02-25 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-16 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-16 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-16 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-16 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-16 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-16 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-16 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-16 |