Marta Joann Obando
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marta Joann Obando ( ), a licensed former licensee with CE reference AEH939. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-03 | 2020-05-29 |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 9 — Asset management | 2016-05-03 | 2020-05-29 |
| Ginger Capital Advisory Limited |
RO | Type 9 — Asset management | 2015-12-23 | 2016-03-31 |
| Ginger Capital Advisory Limited |
Rep | Type 4 — Advising on securities | 2014-12-16 | 2016-03-31 |
| Ginger Capital Advisory Limited |
Rep | Type 9 — Asset management | 2014-12-16 | 2015-12-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-01 | 2013-10-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2008-08-01 | 2013-10-31 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-01 | 2008-05-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-08 | 2006-06-29 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-08 | 2005-10-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-22 | 2005-07-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-06-20 | 2005-07-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2005-07-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-05-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-05-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-05-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-05-26 |