Wai Ching Lam
林惠貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ching Lam (林惠貞), a licensed Representative with CE reference AEN025. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-12 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-15 | 2024-10-31 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-18 | 2021-04-30 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-13 | 2014-08-12 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-10 | 2014-01-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-29 | 2010-03-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-29 | 2010-03-04 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2008-02-17 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-12 | 2008-02-17 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-01 | 2008-02-17 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-01 | 2008-02-17 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-09 | 2006-01-25 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-09 | 2006-01-25 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-07 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-07-07 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-04 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-04 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-04 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-04 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-04 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-04 |