Ka Yiu Kwok
郭家耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yiu Kwok (郭家耀), a licensed Representative with CE reference AFG950. Currently licensed at 1 firm(s): Apollo Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 28.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-12 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-12 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-12 | present |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
RO | Type 9 — Asset management | 2024-07-05 | 2024-10-31 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-21 | 2023-04-03 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-21 | 2023-04-03 |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
RO | Type 9 — Asset management | 2021-12-02 | 2024-05-17 |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-08 | 2021-12-02 |
| Zhenro Securities Co. Limited 正榮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-20 | 2021-08-31 |
| Zhenro Asset Management Co. Limited 正榮資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-09-18 | 2021-08-31 |
| Zhenro Asset Management Co. Limited 正榮資產管理有限公司 |
RO | Type 9 — Asset management | 2019-09-18 | 2021-08-31 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 9 — Asset management | 2016-08-09 | 2019-01-15 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-06-17 | 2019-01-15 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-08 | 2014-06-17 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-08 | 2016-08-09 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-24 | 2019-01-15 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-24 | 2019-01-15 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-05-18 | 2012-12-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-15 | 2012-12-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-15 | 2012-12-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-15 | 2012-12-15 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-12 | 2011-05-03 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-12 | 2011-05-03 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-12 | 2011-01-07 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-08 | 2009-08-03 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-04 | 2009-08-03 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-18 | 2009-08-03 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-30 |