Trevor Yat Shing Yuen

袁溢誠
CE No. AGA673 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Trevor Yat Shing Yuen (袁溢誠), a licensed Representative with CE reference AGA673. Currently licensed at 3 firm(s): Guotai Junan FX Limited, Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 15.

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan FX Limited
國泰君安外匯有限公司
Rep Type 3 — Leveraged foreign exchange trading 2021-06-21 present
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 4 — Advising on securities 2021-06-21 present
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 5 — Advising on futures contracts 2021-06-21 present
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 — Dealing in securities 2021-04-29 present
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2021-04-29 present
iBest Investment Services Limited Rep Type 3 — Leveraged foreign exchange trading 2017-07-18 2019-01-25
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 3 — Leveraged foreign exchange trading 2005-09-12 2019-10-18
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2005-02-25 2021-04-08
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2005-02-25 2021-04-08
Realink Financial Trade Limited
滙信理財有限公司
Rep Type 2 — Dealing in futures contracts 2004-05-20 2005-02-17
Realink Financial Trade Limited
滙信理財有限公司
Rep Type 1 — Dealing in securities present 2005-02-17
Realink Financial Trade Limited
滙信理財有限公司
Rep Type 4 — Advising on securities present 2003-09-23
Realink Financial Trade Limited
滙信理財有限公司
Rep Type 6 — Advising on corporate finance present 2003-09-23
Realink Financial Trade Limited
滙信理財有限公司
Rep Type 7 — Providing automated trading services present 2003-09-23
Realink Financial Trade Limited
滙信理財有限公司
Rep Type 9 — Asset management present 2003-09-23

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